| Sr. No | Financial Year | Compliance Audit Status |
|---|---|---|
| 1 | 2023-24 | Conducted |
| 2 | 2024-25 | Conducted |
*Inclusive of complaints of previous years resolved in the current year.#Inclusive of complaints pending as on the last day of the year.
REGULATORY DISCLOSURE
Arijit Sen is a SEBI Registered Investment Advisor [INA300012723].
Below details are mentioned from SEBI’s SCORES portal as of December, 2025 as mandated by SEBI
| DETAILS | NO. OF COMPLAINTS |
| At the beginning of the month | 0 |
| Received during the month | 0 |
| Resolved during the month | 0 |
| Pending at the end of the month | 0 |
| Reason for pendency | N.A. |
| Historical Trend |
As per SEBI Circular No. SEBI/HO/OIAE_IAD-1/P/CIR/2023/131, dated July 31, 2023, link to Online Dispute Resolution: https://smartodr.in/login